Portfolio

A lawyer suing Wells and other firms argues the recent rate changes do nothing to repair harm already suffered by his clients.

The offering, a mix of liquid credit and private investment, still needs regulatory approval.

The number of certified financial planners reflects competition for talent and a profession navigating questions about conflicts of interest.

Expertly guiding a client through the divorce process can forge long-term bonds that foster practice growth.

The handoff of a company carries important tax implications alongside a plethora of succession challenges. Here's what financial advisors need to talk about with clients.

Unlike the U.S., where the federal government can offer tax breaks, EU taxation rests with member states, leaving the bloc to work largely through loans and grants.

The proposal seeks to mirror similar funds used by Norway, Kuwait and Abu Dhabi to support national interests in technology, energy and other industries.

This fringe benefit can take the weight off of the company's human resources department, allow employees to experience the benefits of financial planning and even allow advisors to prospect for new clients.

Massachusetts regulators accused the wirehouse of not conducting proper oversight of stock sales made a First Republic executive shortly before the bank collapsed last year.

The groups managing hundreds of millions are coming over from Merrill, Northwestern Mutual and Wells Fargo.