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The bank subjected the advisor to disparate treatment and made conditions so intolerable that he had no choice but to leave, the advisor claimed in a lawsuit.
May 15 -
The firm incorrectly coded her payout at the institutional rate, a mistake that impeded her ability to move up the pay grid and attain bonuses, she alleges.
April 27 -
The convicted fraudster allegedly stole more than $270,000 from his victims, including his mother and ex-girlfriend.
January 22 -
The advisor claimed the bank placed a slanderous statement in his form U5, preventing him from finding a new job.
January 5 -
The bank criticized the jury for "accepting to the penny" the family's legal team's invitation to award the $8 billion without doing any independent analysis.
November 13 -
An hour after Jennifer Sharkey was awarded $1.13 million in damages, the judge said she'll likely order a new trial if the two sides don’t reach a settlement because the verdict is "substantially flawed."
November 9 -
The bank’s attorney who mistakenly released reams of sensitive data about wealthy clients asked a judge to order the records returned and not to be spread any further.
July 26 -
Firm relaunches as Aretec – Cetera spelled backward; new owners are undisclosed.
May 25 -
Rejection is unsurprising and RCS plans to contest objections by Nicholas Schorsch-affiliated entities, says David Orlofsky, RCS' chief restructuring officer.
May 9 -
Bill Gross claims was wrongfully pushed out as the bond giants chief investment officer by a cabal of executives seeking a bigger slice of the bonus pool.
October 8