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The founders of the Financial Professionals Coalition contend that most industry groups back firms and big players. They plan to stand up for the little guy.
February 21 -
The work-from-home phenomenon has triggered a fresh frustration for U.S. corporations: Americans are blowing the whistle on their employers like never before.
January 13 -
Sixty-six SEC whistleblowers were awarded $387 million for a “job well done,” according to the commission's whistleblower attorney Stephen Kohn.
November 11 -
Although FINRA cannot investigate potential wrongdoing by these former employees, state regulators are expected to do so.
October 3 -
The regulator’s move follows a Financial Planning investigation into whistleblowing by former JPMorgan financial advisor Johnny Burris.
September 16 -
The demands come following a Financial Planning investigation revealing how JPMorgan’s Chase Private Client group used false evidence to get rid of an advisor.
September 12 -
This is how the firm tried to make sure no one knew.
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One tipster will get $37 million, the third-biggest ever for the agency's whistleblower program.
March 27 -
The bank pledges to handle customer complaints better and reexamine its lending practices.
February 4 -
Christopher Rollins worked for Goldman Sachs for 16 years and rose to be a managing director before the firm fired him in February 2017.
August 10