Fintech regulations

Some advisers are actually embracing changes by making the rules work for them.

Amazon's Jeff Bezos has the distribution to potentially disrupt financial services, says Riskalyze CEO Aaron Klein.

RIAs using digital platforms will face scrutiny about disclosure and client communications.

In a fiduciary world, well-designed digital advice will outperform humans, argues a UPenn legal expert.

Access to banking information ensures advisors can perform holistic planning, fintech firms say.

In a nod that digital advice is here to stay, the agency updates its directions on how to ensure compliance, along with tips for evaluating the growing number of services.