Independent advisors

Some argue the standard-setting organization could be doing more to expel 'bad apples' from the industry.

The policy change is meant to give others in the industry insight into what drives its ethics and compliance decisions.

Captrust went from runner-up in a transaction to buy Column Capital Advisors to stealing the seller's hearts. Here's how a home office visit made all the difference.

Only one state — Minnesota — has so far adopted the new policy.

Some think the firm needs to become better known if it's to reach its growth goals.

Columbia Wealth Advisors consists of roughly 50 advisors and other professionals affiliated with a large regional bank.

The number of wealthy Asian Americans is growing. But most RIAs courting them are missing a key approach, according to one firm that is doing it differently.

The CRPC is a popular sister certification of the CFP. FP spoke with the program's head and with advisors who say it's a must-have credential for retirement planning.

Regulators promise to pay special attention to how firms are using technology to not only guide investments but also to protect client data.

New research from Fidelity Investments finds that advisors speak highly of independence but lack the knowledge to do it with confidence.