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Columbia Wealth Advisors consists of roughly 50 advisors and other professionals affiliated with a large regional bank.
October 23
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The number of wealthy Asian Americans is growing. But most RIAs courting them are missing a key approach, according to one firm that is doing it differently.
October 20
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The CRPC is a popular sister certification of the CFP. FP spoke with the program's head and with advisors who say it's a must-have credential for retirement planning.
October 19
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Regulators promise to pay special attention to how firms are using technology to not only guide investments but also to protect client data.
October 19
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New research from Fidelity Investments finds that advisors speak highly of independence but lack the knowledge to do it with confidence.
October 18
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The leaders of the group specializing in serving high net worth families were seeking to run their business entirely on a fiduciary basis.
October 17
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Planners tout advantages of IRAs, equity investing and delaying retirement for clients worried about inflation.
October 12
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Firms and industry groups warn that the regulator's proposal for reining in robo-advisors and sophisticated investing algorithms would step on their fiduciary duties and Regulation Best Interest.
October 11
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The CEO of the 10-year-old hybrid RIA sees opportunity ahead to scoop up smaller practices in a tougher environment for buyers.
October 10
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Jonathan Vincent Glenn's admissions follow his $3 million settlement with the SEC over similar charges.
October 10
