The latest push-pull episode between the giant firm and its large branches came to light in its earnings call. Unanswered questions loom large for its future.

Eight Broadridge employees rowed at the Paris Olympics this summer through the fintech's Elite Athlete Management Program.

The regional wealth manager reports losing 41 advisors in the second quarter, although its headcount was still up 4%.

In 2012, Walz said at the time he did not own any stocks himself. More than a decade later, he still doesn't.

A founder of Harbor Lights Financial Group said he and his partners scouted possible private equity buyers and decided LPL was the best option for preserving their firm's legacy.

The firms acknowledge on social media that they are responding to technical difficulties.

The hires add credibility to the wirehouse's renewed commitment to recruiting.

From a logo inspired by a clothing decoration to a name inspired by the cosmos, learn why these eight financial services revamped their brands.

Prosecutors accused firm founder David Gentile and his partner of putting at risk more than $1.8 billion raised from thousands of investors.

With shares in the acquirer growing as a percentage of the consideration, the rollovers pose important practice management, tax and business implications.