Investment funds

The regulator's latest staff bulletin also calls on planners at hybrid firms to always be clear about if they're wearing their broker or advisor hat.

Regulators accused the investment tech company of costing customers millions of dollars by not reducing their capital gains liability.

The giant financial institution's performance during the first three months of 2023 is being closely watched by the wealth management industry.

Researchers find that performance expectations are highest among people who invest in environmental, social and governance causes for moral reasons.

The Wall Street regulator's sweeping proposal would affect everything from brokerage fees to how stock prices are quoted.

A young New Yorker has invested in both American and international index funds. How much should he put into each?

A new Morningstar report says that tax benefits outstrip the appeal of creating and owning a bespoke basket of stocks.

The case shines light on the risks of betting against a company's stock when merger or privatization deals are afoot.

Only 13% of 242 active manager portfolios across the world had a woman as lead or co-lead in 2022, according to new research. The number has hardly changed over the past two decades.

The cash-like instruments have garnered hundreds of billions of dollars since the banking crisis began.