-
It’s important for all advice firms to have an information security strategy in place that safeguards company and client data wherever it resides.
February 22
United Capital -
Even a well-intentioned compliance manual can draw the ire of regulators.
February 21
Cipperman Compliance Services -
The rule’s outlook seems uncertain, but a strong undercurrent is carrying the industry along.
February 17
-
If a successor fumbles in those first few months, the group may feel like they have a problem, not a leader.
February 16
Fiduciary Network -
SEC staff recommended this solution as far back as 2011.
February 13
Ritholtz Wealth Management -
A supply-demand mismatch in the adviser labor market will favor FAs who want to make a move.
February 8
Human Capital Resources Inc. -
"Just the talk about the rule has been free advertising for planners committed to prioritizing their client's needs over juicing their own compensation," says one leading fiduciary planner.
February 4
Life Planning Partners -
Historically, the average has performed better when NFC teams have won over the past 50 years.
February 3
LPL Financial -
Today’s young winners are concerned about the fiduciary rule, and rightly so since it could potentially land them in court.
February 1
Employee Benefit News and Employee Benefit Adviser -
Advisers will have new apps to choose from and more risks to manage. But their ability to put the client first will determine success.
February 1
Jefferson National
