Wirehouse advisors

The move comes as the Swiss banking giant continues to push its wealth management ambitions in the U.S.

The team joining Fidelis Capital will specialize in working with wealthy families.

The Swiss banking giant will cover some 3,000 stocks and 18,000 bonds.

The global bank saw a decline in its wealth management headcount for its Americas region even as its invested assets rose.

The action in federal court alleges the exiting advisors received an incentive package worth as much as $70 million for joining RBC.

The RIA president says he and his colleagues will spend the next few weeks figuring out how the Personal Financial Management unit's office can fit in with its new owner.

The planned sale marks another step for the Wall Street giant away from previous plans to work more with retail customers.

Mario Rivero pleaded guilty in February to swindling five clients out of more than $600,000.

A brokerage client's portfolio was gradually invested almost exclusively in the fund manager WisdomTree over a decade.

A sale of the business bought four years ago would undo another part of CEO David Solomon's ill-fated move into managing money for a wider array of clients.

James Tuminello argues in court documents that he only reached out to clients he formed with relationships before joining the large wirehouse.

Missouri requires brokers who recommend investing on environmental, governance or social principles to sign statements saying they "are not solely focused on maximizing" returns.

Advisors and brokers rarely put up fights when a former employer comes for loan paybacks as successes are few and far between.

Garcia will take on the task of extending the banking giant's reach in Miami.

Lisa Opoku follows Julian Salisbury out the door of the Wall Street stalwart.

The independent RIA looks to the Wall Street stalwart for its expertise in alternative investments.

The change follows multiple reorganizations of the Wall Street giant's asset management division.

The large RIA will rely on the new relationship for loans against private and illiquid investments and other specialized services.

The head of private wealth management in the Americas says he was once skeptical of the idea of the "great wealth transfer." No longer.

The Wall Street giant struggles amid plans to rely less on its own balance sheet and more on fees from managing others' investments.