Updated Saturday, April 19, 2014 as of 5:44 AM ET
Interest Surging in Alts, Experts Say
Interest in alternatives is rising as investors look to manage volatility and advisor education is critical to meeting that tidal wave of demand.
That was the message delivered at a roundtable discussion on alternatives hosted this week in New York by Fidelity Investments.   more »
More in Alternative Investments
Of the 296 funds that picked up Lipper U.S. Fund Awards this year, only nine were peer-group winners for all of the eligible time periods. See the list here. more »
As it turns out, larger and smaller RIA firms face similar compliance challenges. more »
Using recent research from the North American Securities Administrators Association, Harold Reimer -- head of private wealth management for Temenos in North America -- put together a list of advisory compliance best practices. more »
FINRA found that LPL didn’t have a reasonable system in place to determine whether purchases of alternatives would cause a customer’s account to be unsuitably concentrated. more »
IMCA and CAIA are teaming up to fill in a knowledge gap about alternative investments, offering a new online education program that teaches the basics to the uninitiated. more »
RCS Capital is following through on its promise to launch a research division with the hiring of two non-traded investments analysts. more »
Vanguard Group, the third- largest U.S. provider of exchange-traded funds, has asked regulators for permission to open actively-managed ETFs. more »
The focus on dual registrants grows out of concern that the different compensation structures of the two business lines can create conflicts of interest and potentially harm investors, according to an SEC director. more »
Firm's partners say they wanted 'control of our destiny -- we wanted to own our own equity.' more »
Investors may almost triple the amount of capital they put into hedge funds this year, boosting industry assets to a record, an annual survey by Deutsche Bank showed. more »
Stephen Mandel of Lone Pine Capital made hedge-fund investors the most money for the second straight year in 2013. more »
U.S. stocks advanced as investors assessed corporate earnings and data showing factory orders fell less than estimated in December. more »
Have your clients started talking about adding oils to the portfolio? Here are a few guidelines to remember. more »
Advisors on the Move: Cambridge Snags $500 Million Team

Current Issue

The April Issue is now online!

Already a subscriber? Log in here