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Republicans will be planning a victory lap and Democrats will be thinking about their election strategy. But financial advisors and tax pros will be preparing their clients.
8h ago -
Earning and maintaining certifications requires a significant time investment. So why do advisors go through the trouble?
9h ago -
As Raymond James, Wells Fargo and RBC reported big recruiting deals this week, FINRA said it was going to pay back to its members a large chunk of the fees they paid last year.
9h ago -
Looking forward to not answering client phone calls? Here's how to make it happen.
July 3 -
In separate cases, two federal judges found that neither Wells Fargo nor LPL had a fiduciary obligation to look for clients' best interests with uninvested cash held in brokerage accounts.
July 2 -
With a geographically spread-out workforce, Nate Byers of Calculated Wealth recognized the need to invest in defensive measures to keep client data safe.
July 2 -
Once client data enters a tech provider's software, does your firm still own it? It's not a given.
July 2Advisor360° -
Lack of communication can breed conflict, but offering an outside perspective can smooth over family conflicts.
July 1 -
The deal to buy Natixis' overlay management services comes amid a general push by the St. Louis-based firm to broaden its appeal to HNW clients.
July 1 -
The momentum is clearly accelerating behind registered investment advisory firms, but every individual team's choice requires careful consideration.
July 1