Industry

"We don’t like our systems to change without our decision to do so," says Sheryl Garrett, founder of the Garrett Planning Network.
Guide Financial, which counted among its advisors Esther Stearns, former head of Nestwise -- a now-shuttered LPL venture aimed at middle-class clients -- is the latest technology provider to be acquired.  More »
The top lawyer of Goldman Sachs Group’s asset management unit is leaving the bank to become the top aide to U.S. Securities and Exchange Commission Chair Mary Jo White, the agency said Wednesday.  read more »
INVESTOR EDUCATION: "We are helping people decide what they want to invest in and understand what they are investing in," says Motif CEO Hardeep Walia.
Striking a balance between the emerging and traditional realms of investing is where Motif Investing sees its niche, says its co-founder and CEO Hardeep Walia.  read more »
Multifamily office CEO Joe Votava cites work conflicts and family issues in his decision, while critic suggests the Camarda lawsuit is driving off leaders.  read more »
FINRA Chairman and CEO Richard Ketchum. Image: Bloomberg
Richard Ketchum voices support for SEC to move on a uniform fiduciary standard for brokers and advisors, while warning of unintended consequences from DoL's proposal.  read more »
"We don’t like our systems to change without our decision to do so," says Sheryl Garrett, founder of the Garrett Planning Network.
Guide Financial, which counted among its advisors Esther Stearns, former head of Nestwise -- a now-shuttered LPL venture aimed at middle-class clients -- is the latest technology provider to be acquired.  read more »
"We don’t like our systems to change without our decision to do so," says Sheryl Garrett, founder of the Garrett Planning Network.
Guide Financial, which counted among its advisors Esther Stearns, former head of Nestwise -- a now-shuttered LPL venture aimed at middle-class clients -- is the latest technology provider to be acquired.  read more »
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