Industry

Board quietly hires former SEC official; critics call for CEO Keller's departure as well.  More »
Moderator Shirl Penney (from left) with Fidelity's Mike Durbin, Pershing's Mark Tibergien, and Schwab's Bernie Clark
A trio of top custodial executives discussing big trends for the RIA sector downplayed the term -- at least as a marketing advantage -- during a panel this week at the MarketCounsel summit in Las Vegas.  read more »
Worldwide, the number of people with $30 million or more to invest -- the kind of folks who would hire a family office -- rose 15.6% to 128,300 in 2013. See which firms manage the most assets.  read more »
A complaint that Schorsch instructed ARCP executives to shift numbers in the company’s second-quarter results to cover up errors from the first quarter is part of a defamation suit against ARCP, Schorsch and former ARCP Chief Executive David Kay, according to The Wall Street Journal.  read more »
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