FROM "HOMEGROWN HARVEST," ON PAGE 46:

1. At the article's writing, what was the retailer Target's share price, and how far below its five-year high was its stock price?

a. $46, 20%

b. $66, 40%

c. $56, 20%

d. $36, 40%

FROM "KEEPING THE FAITH," ON PAGE 49:

2. If a Jewish client wants to avoid collecting "ribis," or loan interest, then the planner could draft a "Heter Iska" agreement to recast the transaction as a return on a(n) ______ with the borrower.

a. investment

b. partnership

c. equity

d. none of the above

FROM "OUTLOOK: 2011," ON PAGE 56:

3. Martin Murenbeeld of DundeeWealth Economics believes U.S. economic growth will remain between __ and __ in 2011.

a. 1.5%, 2.5%

b. 1%, 3%

c. 2%, 4%

d. none of the above

4. Which regulated, slow-growth equity sector is expected to lag the markets in 2011?

a. financials

b. healthcare

c. utilities

d. all of the above

FROM "FADING MINDS," ON PAGE 71:

5. Clients suffering from early stages of dementia may exhibit profound personality changes, with the exception of going from:

a. sensible to gullible

b. disorganized to methodical

c. trusting to paranoid

d. heedful to forgetful

FROM "Q&A: ROTH IRAS," ON PAGE 75:

6. The IRS restriction preventing married couples filing separately from converting to a Roth IRA is still in force for 2011.

TRUE

FALSE

FROM "MEASURING STICK," ON PAGE 79:

7. The timing, or sequence of returns, on the 40 largest mutual funds does not affect _____ performance.

a. aggregate

b. lump-sum

c. basket

d. granular

FROM "TRUE VALUE," ON PAGE 83:

8. What level of losses did value funds incur during the recent three-year market slump, according to Lipper?

a. 24%

b. 12%

c. 6%

d. 3%

9. DFA's U.S. Large Cap Value Fund had an annualized return of 5.3% for the past 10 years, using a _____, not _____ a(n) strategy.

a. large-cap, active

b. true indexing, not passive

c. passive, true indexing

d. active, large-cap

FROM "STRONG FINISH," ON PAGE 86:

10. Wisdom Tree's latest ETF, under the ticker ELD, capitalizes on which category's current popularity?

a. Emerging-market bond

b. Emerging-market real estate

c. Emerging-market large blend

d. Latin American governments