Updated Friday, April 25, 2014 as of 2:23 AM ET
Raymond James Files Appeal to $1.7 Million FINRA Arbitration Penalty
Financial Planning
Friday, July 1, 2011

Raymond James Financial Services has challenged a $1.7 million FINRA arbitration award that was handed down in May, saying questionable transactions should have been nullified in the case, and that the panel overstepped its authority in granting certain parts of the award. 

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