Updated Monday, July 28, 2014 as of 12:13 AM ET
Practice - Regulatory/Compliance
SEC Commissioner 'Not Convinced' on Uniform Fiduciary Standard
Tuesday, May 20, 2014
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WASHINGTON -- Just a day after a top SEC official hinted at discord within the commission about an expansion of fiduciary rules to include brokers, a voting member of the agency spoke out in opposition to the proposal, at least until supporters can build a stronger case.

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