Dire Technology Warning for Advisors

The digital doomsday warnings keep on coming.

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Comments (1)
Great points re. technology challenges facing many wealth management firms. In Canada, the greatest concern for advisors is the mounting disclosure regulation affecting how they communicate fees and other sensitive matters to their clients, particularly on a pre-trade basis. To be compliant and retain an audit trail of these disclosure events with clients, advisors here too are looking for their firms to offer technology solutions and straightforward processes.
Posted by Anthony B | Thursday, September 04 2014 at 4:39PM ET
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