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The 33-year-old advisor allegedly spent clients’ money on luxury items and business expenses for his startup.
February 11 -
Wealth managers acting as “downstream broker-dealers” allegedly made $187 million in commissions and other selling fees on GPB Capital investments.
February 4 -
The 25-year industry veteran of four wealth managers and a trust company faced a charge of unlawful entry on public property.
January 15 -
Fake name, phony credentials, Ponzi-like payments but real victims — this is what authorities are saying about this business.
December 3 -
James Booth’s seven-year fraud bilked investors out of nearly $5 million.
November 24 -
To thwart a multifactor verification system, he once used a victim’s home phone to authorize transactions.
July 22 -
After the client died at age 98, the advisor allegedly moved on to bilk another elderly investor, authorities say.
June 16 -
Edward E. Matthes allegedly renovated his home, paid child support and bought luxury items with client money.
February 4 -
He used client funds money to pay for massages, jewelry and to shore up his wife's failing pet store.
January 14 -
The advisor was charged with overbilling clients by hundreds of thousand of dollars and diverting millions from the company’s payroll to his own account.
January 7