$1.45B RIA Acquires Firm
Keel Point says it will now manage $150 million in assets in Chattanooga, Tenn.
Despite assurances from industry regulator that it's shelved the campaign to take over advisor exams, some officials worry the RIA sector is "one crisis away" from a new and adverse regulatory regime. Read More »
Many advisors may like the idea of independence, but some don't really want to jump through the hoops of starting their own firms. Read More »
Firm cautions brokers to rethink how they approach their relationships with advisors to better cater to team practices. Read More »
The independent advisory world is a fragmented industry, which is not conducive for advocacy in policy-making. Read More »
The move was driven by "a desire to grow," says D.B. Root chief executive David Root. Read More »
Create a "culture of inclusivity," drop old-world ways and give young planners a voice in your firm in order to recruit and keep them, two experts say. Read More »
Commission marks 75th anniversary of Investment Advisers Act, but says there is much work still to do to fully protect investors. Read More »
Lee Dana Weiss and his firm Family Endowment Partners face numerous cases from clients as well. Read More »
There are three types of advisors when it comes to embracing technology, says the advisor organization: early adopters, those who will follow peer success, and those who wait until the last minute. Read More »
The team left the wirehouse to form their own independent firm, representing one of the largest groups that Dynasty has helped go independent. Read More »
Merger of two LPL practices seeks to expand a new niche; banks seek non-interest, fee-based income from independent planners. Read More »
Exclusive: CEO Adam Nash says his firm has no plans to diversify into a business-to-business model. Read More »
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