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The Chicago-based community bank is the second bank this year to move its business from Invest Financial.
March 21 -
First Federal Savings Bank of Champaign-Urbana moved its investment services business to LaSalle St. Securities in a bid to deepen relationships with the back-office staff supporting the business.
February 16 -
L&N Federal Credit Union was looking for a boutique-style firm following Invest's acquisition by LPL.
February 5 -
The Short Hills, New Jersey-based bank will look to Cetera to accelerate the program's growth.
January 10 -
The bank chose to integrate its program after its acquisition of 18 New York-based branches of First Niagara Bank last year.
December 19 -
Lagging rival broker dealers, the firm recruited the president of RIA firm Priority Financial Group to lead the financial institutions division.
December 14 -
Central Valley Community Bank of Fresno, California, will look to Raymond James to help it expand its client investment offerings.
December 1 -
California Credit Union and North Island Federal Credit Union consolidated their investment programs in anticipation of their merger in March.
November 6 -
The bank, which has a focus on millennial investors, cited Cetera’s technology tools as a particular attraction.
October 12 -
The new platform offers the convenience of a brokerage account without incurring any of the fees that go with it, the companies say.
September 29 -
We've reshuffled our top 25 program managers to list them solely by average production per advisor. Here are the top 15.
September 14 -
The program rejoined Cetera's platform after a brief six-month stint with LPL.
September 14 -
Rob Comfort will lead sales operations and develop the firm's network of 400 advisors at more than 250 credit unions nationwide.
August 7 -
The deal will give the firms more resources to boost their technology and spur growth, according to an industry observer.
August 3 -
The regional bank is looking to broaden its wealth management offerings and recruit additional financial advisers.
July 28 -
So far this year, at least 9 banks switched their investment services programs to new third-party broker dealers. One outsourced its broker-dealer operations to a TPM for the first time.
June 14 -
More advisers usually means more overall revenue, but not always. See how the TPMs compare on both metrics.
June 7 -
Bankers and analysts are saying the fiduciary rule may weed out all but the top-tier advisers. Should you be worried?
June 7
Employee Benefit News and Employee Benefit Adviser -
Spoiler alert: LPL has the highest AUM. That's no surprise, but where do the others rank? Scroll through to find out.
June 7 -
While most of the wealth management industry migrates to the higher net worth clients, CUNA sticks with its credit union base. In fact, it’s looking to expand its footprint.
June 7












