Andrew Shilling

The newly formed team joins the Wells Fargo Advisor Financial Network with over 65 years of combined experience.

The community bank says that LPL's compliance resources and technology were major factors in its decision.

Newly appointed CFO has 18 years of industry experience; replaces Dan Arnold.

The agency says the ads are designed to inform the investing public of the free tool.

One of the recruits oversaw nearly $210 million in AUM and had $1 million in annual production before making the move.

Summit Financial, based in Westlake Village, Calif., is a primarily fee-based RIA offering clients investment management, insurance and retirement planning, says Triad, which offers advisory firms both a broker-dealer and a fee-based RIA multi-custodial platform.

The former Southwest Securities team had overseen $225 million in assets at the time of their departure.

A former H. Beck advisor joins Securities America after 27 years with the firm to explore some of the industry's latest technological advances.

King Financial Network president says the team went private for better accessibility and technology.

The vast majority of Americans cannot afford to send their children to college, finds Edward Jones' fourth annual 529 Plan Awareness Survey. Here's how to help your clients.

Advisors with 25 years of combined experience leave the wirehouse for the broker-dealer's private client group.

A team with more than 35 years of combined industry experience leaves the wirehouse for the regional broker-dealer.

The National Adjudicatory Council, which provides guidance to FINRA adjudicators, goes after fraudulent conduct with heightened sanctions.

An upcoming forum for regulators and industry professionals will discuss the SEC’s compliance oversight, cybersecurity, anti-money laundering, and approaches to supervision and sales practices.

The regional broker-dealer landed a former business director from Lifetime Financial Growth, who also worked for Merrill Lynch and Lehman brothers.

New hires join the firm's employee and independent channels.

Sage Private Wealth recruits an advisor with about $1.3 million in annual revenue -- and a family resemblance.

The new recruits generated an estimated $1.4 million in combined annual revenue while at Merrill Lynch.

In the first few days after the 7.9-magnitude earthquake, Fidelity Charitable grants sent $2M to aid victims; Schwab Charitable grants added another $568,000.

A D.A. Davidson advisor is inspired by his father to join the wealth management business.