Andrew Welsch is a former managing editor of Financial Planning.
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The firm is one of the first to issue a formal comment letter on the Department of Labor's proposal to put off the regulation's implementation date.
March 9 -
Patricia Bennett says she visited the regional's firm home office three times before deciding to make the move.
March 8 -
Keith Rowling ranked No. 2 on the 2016 list of the industry's top young producers.
March 6 -
The independent firm has recruited a number of wirehouse brokers and grown to $3 billion in client assets, according to the company.
March 6 -
The ex-wirehouse advisers are partnering with Stanley Hochhauser, an industry veteran of more than 50 years.
March 6 -
Hope is dimming, but top Democrats like Sen. Elizabeth Warren and investor advocates are unlikely to relent in their efforts to preserve the regulation.
March 6 -
The group previously generated over $1 million in annual revenue.
March 3 -
After investing millions in new platforms and preparing thousands of advisers, executives say they've come too far to reverse course.
March 1 -
Andy Sieg says the firm's digital wealth and mobile app investments are "a key strategic story."
March 1 -
The department says it needs time to complete a review of the regulation ordered by President Trump, who also recently outlined criteria for reversing the rule.
March 1
