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Going independent
Voices
Where women advisors may finally thrive
Mari Kawawa
CFO
Emotomy
As technology forces rapid evolution, conditions will improve for entrepreneurial women.
$230M Merrill Lynch advisor jumps to HighTower
Advisor Kevin Keith pointed to HighTower’s technological capabilities and a fiduciary culture in his decision to leave the wirehouse.
IBD and wirehouse ‘dinosaurs’ fighting for survival
As RIAs and regulations reshape the industry, the concern is real, a new Cerulli report says.
Morgan Stanley's Fleming launches firm with Rockefellers
Greg Fleming was tapped to become CEO of the newly formed Rockefeller Capital Management.
Advisors on the Move: Wirehouses lose 12 teams with over $3.5B
Independent and regional firms have been maintaining strong appeal with new recruits.
RIAs ‘ripe for consolidation’
A segmented market is ready to embrace scale, says Raymond James president Bill Van Law.
Recruiting surges at regionals, indies ― wirehouses not so much
"This is a window for these regional firms to really explode," says Rob Blevins, a recruiter in Dublin, Ohio.
Voices
Why advisors will feel freer to make career moves in 2018
Mark Elzweig
President
Mark Elzweig Co.
A different regulatory landscape is encouraging brokers to reconsider their options.
Dynasty scoops up $300M RIA as hot streak continues
The platform provider has added 12 firms to its roster so far this year.
Advisors on the Move: Wirehouses lose 18 teams with nearly $10B
Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.
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