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The group leader, advisor Lars Olson, had been with the wirehouse since 1994.January 13
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Advisors may sometimes overlook clients with special needs, despite the size of the community and available tools like ABLE Accounts.January 12
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The IBD completed a stellar recruiting year by adding a team led by a 30-year veteran advisor.January 6
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LPL Financial and indie rivals like Raymond James, Wells Fargo FiNet and Kestra Financial completed at least 17 recruiting grabs of $800 million or more this year.December 18
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It’s one of the largest teams to quit a wirehouse this year.December 14
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The OSJ scooped up teams from Edward Jones, Wells Fargo Advisors and Wedbush Securities.December 11
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The Buffalo, New York location is the independent firm’s 12th nationwide.December 8
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The Boston-based boutique oversees the assets of roughly 140 full- service clients and 800 individual households.December 3
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It’s one of the largest recruiting moves of the year in the independent broker-dealer sector.November 16
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The private equity-backed firm’s bottom line has been less affected by coronavirus-related low interest rates than its rivals, Moody’s says.November 4
