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Two testing windows remain for this year, but the board cautions they will take place “only if they can be conducted without compromising the health of exam candidates.”
By Ann MarshMay 4 -
Without centralized IT protocols RIA cyber fraud scenarios are taking on new and nightmarish dimensions — but there are ways for firms to defend themselves.
By Ann MarshApril 30 -
The firm recruited only slightly fewer advisors than the year-ago period in very difficult economic conditions.
By Ann MarshApril 24 -
XY Planning Network says about 250 students and 50 firms have responded to a new virtual internship program it launched to fill the gap.
By Ann MarshApril 23 -
Private equity points to the birth of the advisor independence movement as proof they’re in it for the long haul.
By Ann MarshApril 20 -
“Through these difficult times, we are able to work remotely and seamlessly” thanks to the firm's digital tools, ex-RBC advisor says.
By Ann MarshApril 16 -
Here's what advisors need to know as the agency continues remote exams.
By Ann MarshApril 9 -
When Congress killed tax deductions for financial advice in 2017, the world was a different place. Now planners want them restored to help clients during the coronavirus crisis
By Ann MarshApril 6 -
Too many advisors push clients “to do things, rather than listening and empathizing and inspiring them,” says the founder of the Kinder Institute for Life Planning.
By Ann MarshMarch 26 -
“We are trying to balance the health and safety of the [CFP] candidates with their desire to complete the exam,” CEO Kevin Keller says.
By Ann MarshMarch 17