Charles Paikert is a senior editor at Financial Planning. Follow him on Twitter at @paikert.
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A Phoenix registered investment advisor has agreed to pay nearly $275,000 to the SEC in a case stemming from the sale of a stake in his firm -- at an allegedly inflated price -- to a client.
February 22 -
Multi-family offices and wealth advisors are registering solid revenue growth, according to a new report from Chicago-based Family Office Exchange. But they also face operational challenges going forward.
February 20