Margarida Correia

Retirees should ensure that they take their first required minimum distribution from their tax-deferred retirement account in the year they reach 70 1/2 or face a 50% penalty.

The violations, which occurred from January 2009 through May 2017, affected approximately 95% of the firm's non-registered employees, according to FINRA.

The rep used an unauthorized ATM card he secretly created to swipe $120 from a customer's bank account, FINRA claimed.

High-yield or junk bonds, equities, and real estate investment trusts are excellent investment options for IRAs.

The bank lured two professionals who will work with high-net-worth clients with at least $3 million in investable assets.

The former United Planners' advisor conducted the sales without his firm's permission over nearly a decade, according to the regulator.

Indeed they are. Not only are they less healthy, they are more likely to worry about not having enough funds for housing, utilities and other necessities.

The tax cut proposal would not benefit retirees because most of them either owe no federal income taxes or face a modest tax burden.

The firm previously accused its former employee of using company stationery to continue to pass herself off as an Ameriprise advisor.

Employees aged 50 and above would no longer be able to make catch-up contributions on a pretax basis to their retirement plans under the Senate version of the GOP tax proposal.