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Although in-person hearings aren’t banned outright, none have taken place since the onset of the coronavirus pandemic.October 23
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The firm’s talent-analytics associate director had claimed the company hired fewer women than men and that she was paid less than her male counterparts.September 18
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The bank was seeking to overturn some $400,000 in attorney fees awarded to four advisors as part of a $2 million case.September 17
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Pressing the bank for examples of non-solicitation violations, the judge cut off JPMorgan’s attorney: “you are dancing all around my question.”August 25
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Yes, they’ll be going up in September — but not as much as you may have heard.August 14
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The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement.August 11
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A court ruling may also potentially help dozens of other advisors in their efforts to claim what they say is millions in deferred compensation they are due.July 21
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Earlier this year, FINRA arbitrators granted the former advisor’s expungement request, but still sided with the firm on its demands for repayment of two promissory notes.July 14
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The lost assets represent a big hit to the firm’s operations in the small Missouri town where the advisor was based, ex-employer claims.May 6
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The policy change may prompt more defendants to reach settlements, an attorney says.March 25
