-
Although in-person hearings aren’t banned outright, none have taken place since the onset of the coronavirus pandemic.October 23
-
The firm’s talent-analytics associate director had claimed the company hired fewer women than men and that she was paid less than her male counterparts.September 18
-
The bank was seeking to overturn some $400,000 in attorney fees awarded to four advisors as part of a $2 million case.September 17
-
Pressing the bank for examples of non-solicitation violations, the judge cut off JPMorgan’s attorney: “you are dancing all around my question.”August 25
-
Yes, they’ll be going up in September — but not as much as you may have heard.August 14
-
The advisor is asking a judge to reconsider the order, saying he wasn’t given a chance to defend himself against accusations of violating a non-solicitation agreement.August 11
-
A court ruling may also potentially help dozens of other advisors in their efforts to claim what they say is millions in deferred compensation they are due.July 21
-
Earlier this year, FINRA arbitrators granted the former advisor’s expungement request, but still sided with the firm on its demands for repayment of two promissory notes.July 14
-
The lost assets represent a big hit to the firm’s operations in the small Missouri town where the advisor was based, ex-employer claims.May 6
-
The policy change may prompt more defendants to reach settlements, an attorney says.March 25