Margarida Correia

The bank's wealth management group is gearing up for more business in Nevada now that it has the ability to deliver trust services in the state.

The two failed to cooperate with FINRA investigations into alleged misconduct, including allegations that one converted customer funds.

The San Francisco-based bank tapped an executive from BNP Paribas—the bank's French parent company—to lead the wealth management business in the U.S.

The 25 largest bank-owned broker dealers produced almost $22 billion in fixed and variable annuity sales last year, or 57% of the total sold by all banks and credit unions.

The nation's 11 largest TPM firms generated $1.9 billion in revenue in 2014, up 11% year-over-year. Find out which ones grew their revenue the most.

The Tuscaloosa, Ala.-based credit union selected Cetera Financial Institutions to help it grow its investment services program, which has approximately $40 million in brokerage assets.

People have long been wary of buying long-term care insurance, thinking they wouldn’t live long enough to collect any benefits. But new products that address their worries and complaints may help them come around.

Many Americans spend down their savings thinking they'll never be among the “oldest old”—those 85 and up who need the most care. Here's a sample of their expenses.

The new exec will help the bank's wealth management business groups work together to bring in more business.

The Syracuse, N.Y.-based credit union chose CUSO from among five third-party broker-dealers for its technology, reporting capabilities and specialization in financial institutions.

Julz Burgess will provide strategic direction and focus on business development, client service and retention.

Julie Shafer joined the bank's Wealth Management Group as head of the planned Strategic Philanthropy and Purpose Investing offering.

The advisor, who worked at U.S. Bank, claimed that he was fired in retaliation for complaining about a co-worker who he felt made unsuitable investments for the advisor's 94-year-old client.

The bank's newest executive comes from Allianz Life Insurance and will oversee more than 300 professionals that support fiduciary needs across Wells Fargo.

Eric Sanderson joined the bank from Ascent Private Capital Management, the ultrahigh-net-worth business of U.S. Bank.

David Kuipers, named president and CEO of Associated Investment Services, replaces Bill Curtis, who retired in July.

Jorge Daniel Usandivaras claimed to have been fired for blowing the whistle on what he saw as improper transactions.

The bank acquired the A.I. Group, a provider of employee benefits consulting and insurance brokerage services in Georgia.

Banks reeled in $36.4 billion in record first-quarter wealth management revenue, up 4% year-over-year.

Karen Ann Vodden was sanctioned for failing to disclose her role under powers of attorney for her elderly aunt and uncle. The former advisor worked for community institution Blackhawk Bank.