Margarida Correia

The investment services programs of Athens Federal Community Bank and Androscoggin Bank command $201 million in client assets.

The bank sees the greatest growth coming from its own customer base, particularly the emerging affluent.

The rep refused to provide the regulator with the documents it requested to investigate the allegations that he stole money from an elderly couple.

The former Fifth Third program manager will also help Cetera-affiliated banks and credit unions grow their wealth management programs by increasing client wallet share.

A FINRA arbitration panel ordered the broker to give back the bulk of his $675,000 signing bonus to SunTrust.

In a complaint filed in federal court, PNC fired back at the hearing panel, saying that it exceeded its authority by disregarding the law.

The number of employees involved in compliance and regulatory work at U.S. Bank doubled over the past three years.

One refused to cooperate with an investigation into allegations that he engaged in unauthorized trading in two customers' accounts.

As second-story advisers, they can focus on servicing their books without the burden of helping the branches with training and sales development.

The launch comes as banks and other players in the advisory industry vie for the $30 trillion in wealth that is expected to change hands in next several decades.