Margarida Correia

Rick Ulmer, the former regional executive for insurance services in the Mid-America region, will now oversee insurance operations in 10 states.

Client claimed that adviser's recommended strategy earned fees and commissions for the bank but wrecked his inheritance from his great grandfather.

The bank's heavy concentration of mass-affluent customers gives it a strong advantage over its rivals, Citizens claims.

Six executives were recently tapped to lead wealth management and related investment services groups at Huntington Bank, BNY Mellon, SunTrust and U.S. Bank. Find out who they are and what their new roles entail.

The upstate New York community bank is looking to the broker-dealer to help expand its investment offerings and wealth management services.

The bank is the second to join the firm's network in less than a week.

The broker allegedly swiped $1,035 from the bank by using a fee-rebate system to wrongfully move funds into his checking and savings accounts.

Banks and credit unions can test whether they want to get into the investment services business without bringing in advisers or partnering with a TPM.

The California credit union teamed up with Golden State Wealth Management to provide financial advisory services to its 28,000 members.

Thomas Dicker will oversee the firm's 38 U.S. wealth offices and will be responsible for driving growth.