Mary<TAB> Glancey

Fixed Income Compliance Manager<TAB>

Mary Glancey has 18 years of securities industry experience including nearly 15 years in the Compliance Department at Janney Montgomery Scott LLC. Ms. Glancey began her career at Janney as a branch examiner and became the manager of private client (formerly retail) compliance upon graduating from law school in 2003.In 2008 Ms. Glancey moved into the newly formed capital markets compliance department as the manager of fixed income compliance. In this role, Ms. Glancey is responsible for oversight of the taxable sales and trading, municipal sales, trading and underwriting and public finance departments.Ms. Glancey earned a BS from St. Joseph's University and JD from Widener University School of Law. Mary has the series 7, 63, 9/10, 14 and 53 licenses and is admitted to the bar in Pennsylvania and New Jersey.