Wealth Think

Broker-dealers and financial advisors pay a steep penalty for failing to keep up with digital trends.

If you want to eventually sell your practice for a big pay day (and not everyone does), aim for annual growth of 15%.

A tech-savvy Generation X is poised to become a practice's most valuable clientele. But slick apps and interfaces aren't enough to attract this group of investors.

Funds that experienced poor performance and registered investment companies with little management experience are among those that may be under scrutiny.

The time has come for advisors to reexamine this key business relationship, Nina O’Neal says.

After five changes to my pricing model in five years, I finally had a strategy that I had shunned when I started.

Research traditionally funded by asset managers through soft-dollar trading commissions now requires added transparency.

Let’s face it, portfolio management will never be free.

"Simply calling yourself a financial planner does not make you one," argues CFP Board CEO Kevin Keller.

After both firms exited the Broker Protocol, their attempts to browbeat advisors have largely failed, one recruiter argues.