-
The stock picker, known for beating the S&P 500 Index for 15 straight years when he ran the Legg Mason Value Trust, will buy Legg Mason's stake in LMM, an investment adviser that he and the company jointly own.
August 12 -
Paul Morris is one of a growing number of recruits that the wirehouse has rehired after they had previously left the firm.
August 11
-
David Kowach oversaw approximately 11,000 advisers as head of the Private Client Group.
August 11
-
A Triad executive says the firm aims to work with more advisers who want to go independent but who need help dealing with increasing regulatory burdens.
August 10
-
WealthSource Partners joins regional broker-deal’s Investment Advisors Division.
August 8
-
The regional brokerage firm also said it recruited three advisers overseeing more than $150 million in client assets.
August 8
-
Six executives were recently tapped to lead wealth management and related investment services groups at Huntington Bank, BNY Mellon, SunTrust and U.S. Bank. Find out who they are and what their new roles entail.
August 8
-
The recruit switched wirehouses again after 7 years.
August 4
-
Retired air traffic controller and former FPA president Richard Salmen was named to a one-year term in 2018, succeeding Blaine Aiken.
August 3
-
The regional broker landed three recruits from First Allied Securities, Edward Jones and U.S. Bank.
August 3
