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Elena Milianta joined the firm’s Alex. Brown division, which caters to wealthy clients.
March 1 -
The onetime king of the bond market doesn’t blame his personal ordeals for poor investment decisions; in fact, he says, they probably made him better.
March 1 -
Succession planning, reputation and technology proved to be important in the decision-making process for these advisors.
March 1 -
Michael Solomon oversaw a staff of 350 people at the regulator, according to his new employer.
February 28 -
Bill Drew had been with Morgan Stanley and predecessor firm Smith Barney since 1995.
February 28 -
One of the recruits has 46 years of industry experience.
February 28 -
The husband-wife team left LPL after 11 years with an eye toward its rival’s tech and service offerings.
February 27 -
Smaller firms are opting to turn into OSJs in an era of shrinking margins for IBDs and record consolidation in wealth management.
February 26 -
The group is comprised of 11 advisors and client service associates.
February 26 -
One of the new hires is an industry veteran of 50 years.
February 25