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The former CEO of HD Vest left the firm three months earlier than he originally anticipated.
January 8
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Taking these steps can help clients insulate themselves from some of the market volatility that we've been experiencing recently, says one expert.
January 7
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The No. 1 IBD is marshaling transition assistance, technology and other resources toward recruiting success across the firm and its bank channel.
January 4
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The regional brokerage isn’t slowing down its recruiting efforts.
December 28
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The advisors joined the firm’s employee and independent broker-dealer units.
December 24
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“I don’t want to call a helpline, I want a partnership,” the advisor says of her move to the firm, which expects to hit record gross recruited production.
December 21
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The firm has recruited 22% more advisors in 2018 than the year-ago period.
December 20
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The No. 1 IBD’s advisory AUM flows show results from the company’s efforts to reward advisors for choosing its custody instead of outside firms.
December 19
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The new hires came at the expense of Merrill Lynch, Morgan Stanley, UBS and Hilliard Lyons.
December 18
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The firm is led by ex-wirehouse executives aiming to recruit large wirehouse teams.
December 18
