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Brokerage firms have been filing more lawsuits against former employees over alleged violations of non-solicitation agreements.
November 14
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The firm “has experienced a successful streak of recruiting over the last two years, adding more than 100 experienced financial advisors during that period,” says President Jerry Lombard.
November 14
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The broker is part of a wave of new hires at the regional brokerage firm.
November 13
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The back-office staff and asset-management division bore the brunt of a decline in the overall size in the class.
November 8
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The regional BD’s newest hires oversaw $230 million in client assets.
November 5 -
The broker-dealer nabbed three planners from Wells Fargo, one from Morgan Stanley.
November 2
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A focus on productivity has resulted in attrition of lower producing brokers, the firm says.
November 2
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The 7,700-advisor IBD network hasn’t been as active in recruiting as its rival lately — but it’s holding on to a portion of the major enterprise.
November 1
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The group opted to join the corporate RIA at the Ladenburg IBD with an eye toward greater independence with some outsourced tasks.
November 1
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The firm is working hard to lure advisors away from its larger rivals, said CEO Ronald Kruszewski.
November 1
