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The No. 1 IBD poached two more teams from the largest firm in rival network Cetera Financial Group.
October 25 -
The team, which already has $3.5 billion in AUA, will service bond requests of any type from Arkadios Capital’s advisors.
October 25 -
The firm has streamlined its leadership structure and overhauled its marketing strategy.
October 25 -
Kelly Coffey will succeed Russell Goldsmith as CEO of City National, a Los Angeles-based unit of RBC.
October 25 -
Many of the new hires are A.G. Edwards veterans.
October 24 -
“High-touch” support, technology and firm culture played a part in career changes for seven advisors.
October 16 -
The practice transitioned in a week in which 15 advisors joined their new firm in three separate moves.
October 15 -
The former J.P. Morgan Securities team includes an industry veteran with 33 years experience.
October 12 -
The brokers moved their practices to rival firms Ameriprise and William Blair.
October 10 -
The regional BD has added three new advisor teams to its ranks, as well as a head of equity and institutional middle markets.
October 10