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The bank’s effort to show that the advisors violated non-solicitation agreements was “far from persuasive, never mind conclusive,” the judge ruled.
September 27 -
More than half of the broker-dealer’s new hires come from Wells Fargo.
September 26 -
A team of four women is moving to LPL in pursuit of what they say is a less difficult, lower-fee alternative.
September 25 -
The holding company launched only two years ago, but it’s already made two purchases and has several more in the works.
September 24 -
Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.
September 21 -
Robert Burns and Janet Nevins are the latest former wirehouse advisors to join the high-end brokerage unit.
September 20 -
The practice is at least the second this year to jump from the Advisor Group firm to its similarly sized rival.
September 20 -
Betsy Duke took the rare step of denying the bank is looking to replace Chief Executive Tim Sloan.
September 20 -
Upon closing, the deal will push Wealth Enhancement’s advisor head count beyond 70 financial planners.
September 19 -
The No. 1 IBD drew in a team composed of both CPAs and advisors.
September 19