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Joe Duran, the former head of United Capital, the RIA that Goldman bought in 2019, is stepping back from his role as a bank partner but will continue as a consultant. Here's what that change and others mean for advisors.
February 8
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The certifying group says a change in its tax-exempt status will let it communicate to the public everything financial planning, from advisor salaries to the profession's accommodating hours.
January 27
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The regional broker-dealer and investment advisor made veteran insider Anthony "Tony" Miller interim president as CEO Tim Scheve steps back. Here's what advisors considering alternatives to the wirehouses can expect from Miller's leadership.
January 23
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Cedarwood Financial Partners left Edward Jones after decades in an effort to carry out ambitious growth targets.
January 23
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Three men are widely considered the longtime CEO's slate of replacements.
January 19
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Ryan Crowley, previously a Citigroup client-experience executive, replaces the unit's former chief operating officer, Pooja Daswani. The company also picked a CEO for its North America business and launched a search for a new wealth management chief.
January 12
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Moisand thinks a panel for reviewing financial planners' professional standards could be in place by mid-2023 but that their work could take years to complete.
January 10
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The Federal Trade Commission's proposal would not extend to non-solicitation clauses, which are far more common among brokers and advisors.
January 6
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Anh Tran and John Wong and four other pairs from wealth management and personal finance shared their best tips for thriving personally and professionally.
January 6
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The husband-wife creators of financial coaching website The Bemused have plans to expand their company after her departure from Ballentine Partners.
December 22
