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Wells Fargo enticed away an advisor duo managing a combined $1.5 billion from J.P. Morgan. While the grab was a major coup for the wirehouse, several large advisor teams left Wells Fargo and other wirehouse firms to try their turn at independence. Read more about these and other moves in our latest slideshow.
June 16
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The IRS has issued final regulations that modify the standards governing written tax advice and update related provisions.
June 13 -
The SECs enforcement division has tightened oversight of advisors by focusing on some specific, often-times arcane practice areas.
June 13 -
Variable annuity net sales were in negative territory for the second straight quarter in early 2014.
June 13 -
Small firms need continuity strategies to protect themselves if an advisor dies or is incapacitated.
June 12 -
Attendees at the recent Women Advisors Forum, held in New York, shared tips and experiences when helping clients fund philanthropy, branding their practices and investing fine arts. And advisors heard from industry veterans like Sallie Krawcheck. See the smartest takeways from the conference in our slideshow.
June 12
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If you intend to grow, commit to a sales-centered grind with upfront costs -- but expect a payoff down the line.
June 12 -
A family office founded by Rothstein Kass executives gets backing from rapidly expanding Focus Financial Partners.
June 12 -
In an amicable divorce, advisor Lilli Vasileff's job is simple. But if one spouse is trying to hide assets, the work gets much more complicated.
June 11 -
BlackRock, the biggest provider of exchange-traded funds, is ramping up its fight with Vanguard Group for U.S. retail investors by doubling the number of funds in its low-fee core series.
June 11
