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Mary Schapiro, the former chairman of the U.S. Securities and Exchange Commission, has joinedPromontory Financial Group as a managing director and chairman of its governance and markets practice.
April 3 -
Asset managers have taken notice of the the proliferation of alternative mutual funds in the retail and institutional channels and have changed their game plan accordingly.
April 3 -
U.S. companies will now be able to post their earnings on Twitter or update their status on Facebook as long as investors have been told in advance where to look.
April 3 -
Investors working with financial advisors were more confident and prepared than their unassisted peers both during and after the financial crisis, according to a new study from Fidelity Investments.
April 3 -
There’s no point in spending your time tweeting and building your online presence unless you make it useful to your practice.
April 2 -
When it comes to staying in touch with younger investors, face-to-face or phone contact trumps social media outlets like Facebook, Twitter or LinkedIn, according to a new survey from Merrill Lynch Private Banking & Investment Group.
April 2 -
Younger advisors are outpacing their elder peers in attracting AUM, according to a Fidelity study that surprised even its authors.
April 2 -
Investors have major trust issues with their advisors.
April 2 -
Low-income individuals who use financial advisors reduced the risk of running out of money by up to 12.6 percent, depending on family status and gender.
April 1 -
Investors have major trust issues with their advisors.
April 1




