Practice

Sell your client on you and your incredible advice instead of your firm—loyalty should lie with you

Your clients can have homeowners' insurance that monitors for leaks or fires - and even file claims on their behalf.

The Dodd-Frank Act contains many examples of this desire to impose old standards on a new reality.

Our legal expert explains the ramifications of serving elderly clients.

Intra-family loans are gaining traction to finance start-ups and help out in many other ways.

In On Wall Street's fifth annual ranking, the young hotshots of The Street talk clients and strategy. Here's how this year's top 40 advisors under 40 conquered a tough market.

A recruiter argues that you should be using and getting as much support as possible in these volatile times.

Turbulent times demand tough action.

The repeal of the 3% withholding tax might actually make life easier for financial planners and their clients.

FINRA and the SEC issued a joint risk alert and regulatory notice Wednesday, advising broker-dealers to make sure they’re mindful of what’s going on within their branch offices and even offering some tips to ensure they remain in compliance.