Portfolio

The deal will preserve independence in the face of competitive pressures, the outgoing CEO of Sentinus said in an interview.

Millennials facing middle age are remapping the trading landscape, but don't count out web-based apps just yet.

The marketing tech firm is teaming up with a crew of remote video pros to help advisors make videos worth clicking.

A New York woman says she can move out of her parents' place or pay off her loans — but not both. Is there a way out?

The CFP certification costs thousands to finance. Industry groups hope that a new bill will make it attainable for more people.

A prominent compliance consultant lists the top reasons firms turn to outside experts for regulatory assistance.

Republicans on the Financial Services Committee advanced four bills related to investing policy, even as some question the potential impact of their efforts.

The change follows multiple reorganizations of the Wall Street giant's asset management division.

The author learned fast that running an OSJ has little overlap with operating a fully independent, multicustodial firm.

The strong market thus far in 2023 has some concerned about a possible sell off.