Portfolio

Some clients can qualify for valuable subsidies if they follow plans to hold down household income.

The board offered individual counsel to NAPFA members in violation of board rules, an ongoing conflict without imminent resolution.

In a presentation on emotion and financial behavior, a planner calls out 10 'money scripts' that may be affecting your clients. Here's what to look for.

When financial planners launch a firm, success hinges on knowing how to run a business.

Contrarian investors believe it's better to buy low, but just because a fund has been down doesn't mean that a rise is inevitable.

Economic reality simply hasn't justified the rising rates usually associated with a growing economy, says a Schwab strategist.

In cases heard by an SEC administrative law judge or a FINRA hearing panel, a study finds, 46.7% of broker-dealers, advisors and registered reps succeeded in getting charges dismissed or lowering the sanctions imposed.

Key performance indicators are becoming increasingly important as a way for owners of financial advisory firms to enhance the value of their business.

Seeking above-market returns is foolhardy because costs are inevitably higher.

Whether you're selling right now or next decade, there are many ways to make any solo practice appeal to buyers.