Portfolio

Huntington, NY-based Catalyst Capital Advisors has added George Amrhein as Director of Business Development to build upon the firm’s key distribution relationships and manage the continued expansion of its lineup of mutual funds.

Broker-dealers charged billions of dollars in excessive markups on municipal bond trades from 2005 to 2013, according to a new study.

Advisors who don't prepare their firms for demographic changes, regulatory uncertainty, and succession planning are setting themselves, and their firms, up for failuae.

Most planners do a lot more than select investments. So how do you measure the value of providing financial planning?

John Hancock Financial Network is picking up another 280 registered representatives?with the acquisition of Symetra Investment Services.

In a business where scale is everything, regional broker-dealers are growing rapidly. Check out which firms have the most advisors, and which are gaining ground.

Nuveen Investments is currently prepping the Nuveen Global Tactical Opportunities Plus Fund to launch within the next few months, according to a regulatory filing.

Timid clients and more fee-based business weighed on transaction revenues. See which firms fared best over the past year.

Fidelity Institutional Wealth Services introduced a platform that it hopes will make mergers and acquisitions easier for registered investments advisors.

San Francisco-based Forward Funds is once again looking to scale down its alternative mutual fund offerings liquidating.