Industry

Wealth management is now one of five divisions in the firm's simplified organization.

In a new dual role at Emigrant Bank and Emigrant Partners, the veteran RIA dealmaker will advise financial advisors and work across a multifaceted family office.

Barry Sommers comes in for high praise amid his firm's attempts to move beyond the banking scandals of its past.

A lawyer says the industry has been on notice at least since the "Boom Boom Room" scandal of the 1980s that hostile workplaces won't be tolerated.

When it comes to growth, a stalled advisory practice isn't a sign of failure. Pushing your firm to the next stage is a matter of learning to optimize your business.

An industry report finds the largest independent brokerage, with its supported independence offering, had the biggest net headcount gain last year.

AlTi Global's massive infusion from Allianz X and Constellation Wealth signals one of many potential paths for new sources of capital into the industry.

Avantax, Osaic and Mariner deals demonstrate M&A impact on compensation and an interest in territorial expansion.

Threats large and small in a fragmented channel of the industry make operating an independent advisory firm tougher than it may appear, experts say.

The wealth management giant sees piles of cash waiting "on the sidelines" as a way to boost assets under management and profit margin.