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A SmartAsset list featuring Main Street much more than Wall Street could help planners think about their local markets in a different context.
March 7
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While Goldman Sachs is still pushing to make its expansion into consumer lending profitable, the bank is also weighing strategic alternatives, CEO David Solomon says. The dueling options reflect the problems that Wall Street giant faces in Main Street banking.
February 28
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The LifeSync platform could help advisors bring in new clients who are close to existing clients, as well as win over new held-away assets.
February 24
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Liquid assets have often ended up at big banks or in sweep programs, which look much less attractive for clients' yields every time the Fed raises interest rates.
February 22
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The regional firm said it was offering Instagram Professional to advisors and would roll out YouTube and Spotify podcasting programs later this year to help with client acquisition and retention.
February 21
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Lauryn Williams is tapping into her love of travel and passion for expanding access to advice through getaway trips to beautiful places.
February 17
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The Columbus, Ohio, bank hopes both to reduce costs and increase revenue by consolidating three segments into a single unit. Huntington is particularly focused on building out its wealth management business.
February 16
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Stifel Independent Advisors grew its advisor headcount 12% and AUM over 70% last year. Its CEO says firms have a major blind spot when supporting independent advisor growth.
February 14
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The federal regulator's annual list of inspection priorities shows particular concern that hybrid advisor/brokers aren't properly explaining to clients how they're compensated.
February 8
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A pair of Laidlaw & Company brokers will have to pay nearly $150,000 in restitution and fines for failing to put their clients' interests ahead of their own.
February 6
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Democrats contend Finance Committee Chair Patrick McHenry has made the regulation of digital assets a priority over industry diversity.
February 2
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Financial Planning announces its 2023 class of the top 40 most productive employee brokers under age 40 at regional firms.
February 1
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Financial Planning announces its 2023 class of the top 40 most productive employee wealth management brokers under age 40.
February 1
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From BNY Mellon to the mutual fund giant Fidelity Investments, BlackRock and Nomura Holdings, members of the Wall Street establishment are planning for a future in digital assets.
January 30
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Market appreciation and interest rates have masked the "accelerating disruptions" that will yield winners and losers in wealth management.
January 27
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The Wall Street firm is among the big-name companies that are in hot water with te
January 27
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At Future Proof, the founder of Pearl Planning cited fixed-income experts whose panel discussions identified value to unlock amid tumbling returns.
January 25
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In a conversation with industry recruiter Mindy Diamond, the president of Bank of America's legacy wealth management firm shared his thoughts on advisor strategy and said he wanted advisors to integrate more with the rest of the bank.
January 19
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The Evansville, Indiana, company introduced a boutique-style wealth management business called 1834, which caters to high-net-worth clients.
January 18
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Deloitte Financial Corporate's settlement over recordkeeping allegations probably would have been bitter had the company not cooperated.
January 17
