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State administrators find reason for scrutiny in advisors’ increasing use of flat fees.
October 20 -
Armed with private equity capital, Carson Group rebrands and will become an aggressive M&A player, outsource provider and breakaway recruiter.
September 20 -
Give life advice and charge accordingly, says United Capital's Joe Duran.
September 13 -
The big custodian chose a 35-year company veteran to take over the long-vacant position.
September 5 -
The founders of today’s most successful advisory firms won’t change because of an “invisible scar,” says columnist Bob Veres.
August 24
Financial Planning -
From fees to geography, here are some of the best ways to attract and keep high-net-worth investors.
August 18 -
Let's have a robust discussion about how to improve outcomes for clients, but let's stop inventing bogus reasons why we shouldn't look after their best interests.
August 17
Unison Advisors -
Blue Moon Wealth Advisory becomes the eighth major purchase for the RIA in the past 18 months.
August 16 -
Will young RIAs lead the profession’s second uprising against the established status quo?
August 8
Financial Planning -
Investors want more clarity and better options when it comes to fees.
July 28
Fidelity Clearing & Custody Solutions -
The rule has cost the firm tens of millions of dollars in compliance and lost revenue.
July 26 -
Only about 5% still charge them, according to a Financial Planning study.
July 24 -
The engine of future growth for the top independent broker-dealers is likely to be fees.
July 14 -
Help could be on the way for retirement-age clients asking prickly questions about coverage options.
July 11 -
You’ve proven your value to clients for years. Isn’t it time to give yourself a raise?
July 5 -
Despite record AUM per adviser, fees and revenues slump.
June 28 -
From setting fees to compliance scares, veteran planners advise new RIAs on what to consider when launching a firm.
June 13 -
Advisers may think their firm’s credibility stems from a big number. That’s not to say they should misrepresent their assets under management, Michael Kitces writes.
June 5 -
For the first time in his 30-year career, columnist Bob Veres is starting to hope the sector may catch up in the areas of trust, transparency and a fiduciary mindset. A promising new app is helping him get there.
June 1
Financial Planning














