The Latest

The CFP certification costs thousands to finance. Industry groups hope that a new bill will make it attainable for more people.

A prominent compliance consultant lists the top reasons firms turn to outside experts for regulatory assistance.

Republicans on the Financial Services Committee advanced four bills related to investing policy, even as some question the potential impact of their efforts.

The change follows multiple reorganizations of the Wall Street giant's asset management division.

Even with the savings, an Austin move can be complicated by differences in earnings potential and heightened property taxes.

The author learned fast that running an OSJ has little overlap with operating a fully independent, multicustodial firm.

The strong market thus far in 2023 has some concerned about a possible sell off.

The firm told the SEC years ago about employees' ability to improperly access certain information, though it had no evidence anyone had done so.

The U.S. senator and a banking group want rules to make it tougher for crypto to be used to launder money and finance terrorism.

In an industry where women are still heavily underrepresented, here's what firms can do to attract and retain female talent.