Finance

Without inflation adjustments to income and net worth criteria, the number of people who qualify to put their money into sophisticated and risky investments has skyrocketed.

Finance gurus see the coming 12 months as a time to dilute concentrations in cash and large firms' stock and consider emerging markets and small caps.

It's a complicated choice, but tax alpha and customization shouldn't play that big of a role. On the other hand, the ability to have a solid partnership should.

Three financial giants have published reports on what they expect in 2024 — and they're surprisingly optimistic. Here's what they see coming.

The Fed's announcements sent a wave of optimism through the markets. How should financial advisors handle the excitement?

The deal follows several others in the past 12 months and reflects growing demand for retirement plan services to small businesses, Edelman said.

How are banks and the financial sector likely to perform in the coming year? The Americas chief investment officer of UBS Global Wealth Management shares her insights.

Apollo and other alternative asset managers are vying for executives with connections to the world's biggest fortunes.

Some think lending to businesses outside the banking system can reap outsize rewards for advisors who are willing to do their homework.

Preparation, acceptance and a generous dose of patience will be required to help investors weather a forecast that includes prolonged high-interest rates.

Overall, Canada's largest bank saw its bottom line grow last quarter. But an American subsidiary is causing headaches for its wealth management business.

By combining strategic queries with compassion and empathy, financial advisors can convey the message that older clients' legitimate fears around loss are understood.

A lawyer representing hedge fund manager George Jarkesy argues the dispute could be solved simply by letting defendants choose to take their cases to regular courts.

The broker-dealer regulator's proposal would fall in line with similar leeway granted to advisors under the SEC's marketing rule.

The St. Louis-based firm now has more than 19,000 financial advisors, according to its latest SEC filing.

The Canadian asset manager's U.S. wealth arm was highlighted for growth in revenue and earnings

The company that provides services to 107,000 advisors as seen year over year saw increases in assets under management and accounts per advisor.

Officials are looking into the banking giant's anti-money laundering measures with clients outside the U.S.

With interest rates likely to level off, wealth managers who leave their clients in cash could miss out substantial long-term gains.

Even with an exodus from the acquired firm, the Zurich-based bank managed to pull in $22 billion in net new client money in the third quarter.