Finance

Aaron Klein will remain CEO and previous investors like FTV Capital will exit in the recapitalization deal.

Find all of the data from FP’s annual survey of the industry and ranking of firms by yearly revenue.

Sonya Lutter joined Herbers & Co.'s Academy as its new director of institutional research and education.

The California-based firm’s latest $1 billion RIA grab is just the start, its leaders say.

After unveiling another deal for an RIA with billions in AUM, the firm is also revamping its CRM system with Salesforce as its vendor.

Rising equity values and incoming assets drove higher earnings despite the lower number of financial advisors at one of the largest wealth managers.

Tailwinds behind fiduciary services and financial advisor demographics are working in the RIA holding company’s favor, CEO Rudy Adolf says.

The wealth manager has opened more ways to affiliate with the firm by starting to tap M&A deals with a sizeable pipeline for more in the future.

The TAMP saw record quarterly inflows under new CEO Natalie Wolfsen, who has plans to make a splash in wealthtech M&A.

Despite fewer incoming advisors, CEO Ron Kruszewski says the company’s pipeline is strong and extending to the independent channel.